Compliance Officer - AVP level

Job ID: 02476

Our client is a large global bank with substantial operations in the USA. They are looking for a junior Compliance and Operations Officer to support the Compliance and Operations in monitoring of activities related to all commercial loan activities for the branch.

About the Job:

  • Certification for USA PATRIOT Act
  • Perform OFAC PEPs and FinCEN name checking
  • Application of Know-Your-Customer (KYC) concepts/policies
  • Adherence to Customer Identification Program (CIP)
  • Provide input for regulatory requirements as needed
  • Interface with department managers, compliance officers, internal auditors and regulators on an ongoing basis

About You:

  • 3-5 years of related experience in either Regulatory Compliance, Operations , Audit or Credit Administration
  • Experience in Monitoring or following up on KYC, CIP, OFAC or PATRIOT Act regulatory requirements
  • Familiarity with commercial loan legal documentation/loan administration desirable
  • BA in Finance or Business preferred

Please forward qualified resumes to linda@colemancompany.net and reference Job ID: 02476