Compliance Officer - AVP level

Job ID: 02476

Our client is a large global bank with substantial operations in the USA. They are looking for a junior Compliance and Operations Officer to support the Compliance and Operations in monitoring of activities related to all commercial loan activities for the branch.

About the Job:

• Certification for USA PATRIOT Act
• Perform OFAC PEPs and FinCEN name checking
• Application of Know-Your-Customer (KYC) concepts/policies
• Adherence to Customer Identification Program (CIP)
• Provide input for regulatory requirements as needed
• Interface with department managers, compliance officers, internal auditors and regulators on an ongoing basis

About You:

• 3-5 years of related experience in either Regulatory Compliance, Operations , Audit or Credit Administration
• Experience in Monitoring or following up on KYC, CIP, OFAC or PATRIOT Act regulatory requirements
• Familiarity with commercial loan legal documentation/loan administration desirable
• BA in Finance or Business preferred

Please forward qualified resumes to linda@colemancompany.net and reference Job ID: 02476

Analyst, KYC and Compliance, Latin America

Job ID: 02462

The Latin American banking division of a major global bank with offices around the world is looking for an analyst to establish and manage processes for identifying and mitigating compliance risks for Latin American transactions.  This position is located in New York, NY.

About the Job:

• Conduct and oversee KYC processes for all transactions booked with the Latin American Banking division in collaboration with the relevant Relationship Managers and local offices.  
• Support credit administration and credit operations in Latin America by working with relevant Relationship Managers in NY and in the regional offices. 
• Coordinate documentation with in-house legal counsel and send booking instruction to the Middle Office Group.
• Maintain and monitor overall Latin American customer data in internal databases and systems. 
• Prepare reports for internal control and compliance-related program. 
• Perform any related assigned duties and projects as required by senior management and the supervisor.
• Function as coordinator for Information Security and Business Continuity Plan for the department in coordination with other.

About You:

• 2+ years of experience in compliance and risk management
• Deep knowledge of internal business procedures.
• Good knowledge of money transfer products, trade finance, cash management and deposit services.
• Good database management and system manipulation skills.
• Good written and verbal communication skills in English, and Spanish or Portuguese.
• Some undergraduate legal coursework is a plus.

Please forward resumes to Carol@ColemanCompany.net and reference Job ID 02462